News Releases
Comment: SEC Proposed Exemptive Order from Certain Broker Registration Requirements
This is a response to the Securities and Exchange Commission’s (“SEC”) proposal to grant exemptive relief to permit natural persons (“Finders”) to engage in certain limited activities on behalf of issuers, without registering as brokers. Thank you for your efforts to facilitate the flow of capital to businesses, particularly emerging businesses.
While the proposed regulations are an excellent first step, an overall approach such as…
Response Letter to Centers for Medicare & Medicaid Services: Avoiding the “Valley of Death”
McCracken Alliance Partners, led by partner Bob Dickson, drafts and coordinates response to the Centers for Medicare & Medicaid Coverage of Innovative Technology proposed rule. A group of senior executives from the Pittsburgh life science community responded to a...
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